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Freight Forwarding Company Shipping Lithium Batteries

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24 Jul 2024

Lithium Cells and Batteries: Essential Power Sources and Transport Risks

Lithium cells and batteries are indispensable in powering a wide array of everyday devices, including laptops, cordless tools, mobile phones, watches, wheelchairs, and motor vehicles. As society increasingly relies on these power sources to sustain a mobile lifestyle, the energy density of lithium cells and batteries has seen significant advancements. This growth in energy capacity, however, also introduces elevated risks that necessitate effective management. Shippers play a crucial role in mitigating these risks and averting incidents such as fires aboard aircraft and other transport vehicles.

Regulatory Framework for Lithium Batteries in Transit

Under the U.S. Department of Transportation's (DOT) Hazardous Materials Regulations (HMR; 49 C.F.R., Parts 171–180), lithium batteries are classified as hazardous materials. The HMR govern materials deemed capable of posing unreasonable risks to health, safety, and property during transportation. Consequently, lithium batteries must meet all relevant HMR criteria when transported by air, highway, rail, or water.

Reasons for Regulation

The inherent risks of lithium cells and batteries depend on their type, size, and chemical composition. These batteries pose both chemical hazards (e.g., corrosive or flammable electrolytes) and electrical dangers. Unlike standard alkaline batteries, modern lithium batteries contain a flammable electrolyte and exhibit extremely high energy density. Under specific conditions like short circuiting, physical damage, or improper design and assembly, these batteries can overheat and catch fire. Such fires are notably difficult to extinguish. Additionally, although rare, thermal runaway events can occur, triggering a severe release of stored energy and flammable gases. This chain reaction can potentially ignite nearby batteries or combustible materials, leading to significant thermal incidents.

Recycling and Disposal Resources for Lithium Batteries

Even when no longer functional in consumer products, lithium batteries continue to pose fire hazards. Damaged, defective, or recalled batteries have a heightened potential to short circuit, release heat, or ignite. It is essential for anyone offering used lithium batteries for disposal or recycling to ensure terminal protection to prevent short circuits and thoroughly assess fire hazards during shipping.

Safety Advisory Notice

For comprehensive requirements on preparing used batteries for disposal or recycling, and for additional resources, the Safety Advisory Notice can be accessed at: Safety Advisory Notice.

Additional Resources for Recyclers, Collection Operators, and Transporters

  • Lithium Battery Guide for Shippers
  • Sustainable Materials Management (SMM) Web Academy Webinar – Safe Transportation of Lithium Batteries: What You Need to Know in 2021

Occupational Safety and Health Administration (OSHA) Resources

For battery disposal information, OSHA provides resources accessible at: OSHA Battery Recycling.

Environmental Protection Agency (EPA) Information

EPA regulations2720The Significance and Regulation of Lithium Batteries in Modern Transportation

Lithium cells and batteries are pivotal to many daily-use items, including portable computers, cordless tools, mobile phones, watches, wheelchairs, and motor vehicles. As society increasingly leans towards a mobile lifestyle, the reliance on lithium-based power sources has grown substantially. Modern lithium cells and batteries boast higher energy densities, enabling the development and widespread use of more powerful devices. However, with this increased energy capacity comes a heightened risk that must be managed carefully. Shippers play a crucial role in mitigating these risks and preventing incidents such as fires on aircraft or other transport vehicles.

Regulatory Oversight by the U.S. Department of Transportation

Lithium batteries are classified as hazardous materials under the U.S. Department of Transportation's (DOT) Hazardous Materials Regulations (HMR; 49 C.F.R., Parts 171-180). The HMR outlines requirements for any material deemed by the DOT to present an unreasonable risk to health, safety, and property during transportation. Lithium batteries must adhere to all relevant HMR regulations when transported by air, highway, rail, or water.

Why Lithium Batteries Merit Regulation

The risks associated with lithium cells and batteries are influenced by their type, size, and chemistry. They can present chemical hazards, such as corrosive or flammable electrolytes, and electrical hazards. Unlike standard alkaline batteries, contemporary lithium batteries contain a flammable electrolyte and possess high energy density. Conditions such as short circuits, physical damage, or improper design can lead to overheating and ignition, making lithium battery fires exceptionally challenging to extinguish. Moreover, although rare, incidents of thermal runaway—a chain reaction causing violent energy and flammable gas release—can further exacerbate these hazards, potentially affecting nearby batteries or combustible materials and leading to large-scale thermal events.

Recycling and Disposal Concerns

Even when no longer in active use, lithium batteries continue to pose fire hazards. Damaged, defective, or recalled batteries are particularly prone to short circuits, heat release, or fires. Proper assessment and protection of terminals to prevent short circuits are mandatory for anyone offering a used lithium battery for disposal or recycling. Shippers must be vigilant about these risks to prevent incidents during transportation.

Resources and Regulations for Proper Battery Disposal

The Safety Advisory Notice offers crucial guidelines for preparing used batteries for disposal or recycling and provides additional resources for more detailed information. The complete notice can be accessed at: Safety Advisory Notice.

Additional DOT Resources:

  • Lithium Battery Guide for Shippers
  • Sustainable Materials Management (SMM) Web Academy Webinar – "Safe Transportation of Lithium Batteries: What You Need to Know in 2021".

OSHA and EPA Information

The Occupational Safety and Health Administration (OSHA) hosts a dedicated battery disposal resources page. The Environmental Protection Agency (EPA) regulates end-of-life lithium ion batteries under the Resource Conservation and Recovery Act (RCRA). In May 2023, an EPA memo clarified hazardous waste regulations for universal waste and recycling related to lithium ion batteries: EPA memo. For more information on EPA regulations and FAQs about household batteries, visit EPA's battery recycling page.

Guidelines for Private Individuals

Households should use appropriate recycling channels for lithium batteries and avoid placing them in the trash or general recycling due to safety risks. Check with local electronics recyclers, grocery stores, home improvement stores, big box retailers, consumer electronics stores, or your local solid waste district for recycling options. Many electronic manufacturers offer mail-in programs as well. When using such programs, compliance with USPS or DOT requirements is essential.

Shipment Guidelines for Lithium Batteries

Shippers must ensure the safety of packages containing lithium batteries by adhering to HMR regulations. Non-compliance can result in fines or criminal charges. For detailed shipping requirements, refer to 49 CFR 173.185 and the following resources:

  • Lithium Battery Guide for Shippers
  • Safety Advisory Notice on the Transportation of Lithium Batteries for Disposal or Recycling
  • Understanding the Risks of Damaged, Defective, or Recalled Lithium Batteries

For shipments through the United States Postal Service (USPS), refer to their website for shipping restrictions and Publication 52 guidelines: USPS Hazmat Resource.

Lithium Battery Test Requirements

Lithium cells and batteries for transportation must pass design tests outlined in the United Nations Manual of Tests and Criteria, Section 38.3. Since January 21, 2022, manufacturers are required to provide test summary documents upon request, ensuring compliance with UN 38.3 test standards. Contact battery manufacturers, distributors, or product vendors for these documents.

For further information, refer to [Lithium Battery Test Summaries (TS)].

By adhering to these guidelines, shippers and consumers can ensure safe usage and transportation of lithium batteries, mitigating potential hazards and fostering a safer environment for everyone.

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